Treasury: occupational pension products the highest proportion of investment in shares up to 30%
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June 21, the Ministry of Finance on occupational pension fund management Interim Measures for public comment. Opinions stated that occupational pension fund property plan can be established by a portfolio manager or investment direct investment by the trustee for investment management of pension products. Occupational pension fund assets is limited to domestic investors, investing in stocks, stock funds, hybrid funds, equity ratio of pension products shall not exceed 30% of the total portfolio investment trust's net asset value, occupational pension funds can not invest directly in warrants.
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Notice on "occupational pension fund Interim Measures," for public comment
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In order to regulate occupational pension fund management, maintenance staff at institutions legitimate rights and interests, according to the "Decision of the State Council on the reform of government organizations and institutions staff pension insurance system" (Guo Fa [2015] No. 2), "the State Council on the issuance of government departments and institutions notification unit occupational pension approach "the relevant provisions (Guo Ban Fa [2015] No. 18) and other organizations and institutions and pension reform work plan, the human resources and Social security,louboutin discount, the Ministry of Finance to study and draft the" occupational pension fund management Interim Measures " It is now open for comments.
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A, E-mail: Human Resources and Social Security rsbjjjds@mohrss.gov.cn; Treasury czbzynj@mof.gov.cn.
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Second, mailing address: Human Resources and Social Security Social Insurance Fund Authority (Address: Dongcheng District Hepingli Street No. 12 Social Insurance Fund Authority, Zip Code: 100 716); Ministry of Social Security Department (address: Xicheng Sanlihe South Sanxiang city 3 Social security Department, Postal Code: 100820). Please indicate on the envelope occupational pension fund management Interim Measures words seek advice.
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Third, the comments time: 2016 Nian June 21 to July 5.
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Ministry of Human Resources and Social Security Ministry of Finance
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June 21, 2016
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annex:
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Occupational pension fund management Interim Measures (draft)
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General Provisions
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The first to standardize occupational pension fund management, safeguard the legitimate rights and interests of the parties, according to trust law, contract law, the Securities Investment Fund Law, "the State Council on the reform of institutions of staff pension system bodies" (Guo Fa [2015 ] No. 2), "the State Council on Issuing the organs and institutions of occupational pension approach of the notice" (Guo Ban Fa [2015] No. 18) and other relevant laws and regulations, development of this approach.
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The second term of the occupational pension funds, institutional investors and fund refers to operating income formed occupational pension plan established by law to raise the institution supplementary pension insurance fund. Delegated Administration occupational pension fund entrusted with the management, custody, investment management and supervision and management of the application of this approach.
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Article The term refers to the beneficiary of staff at institutions participating in occupational pension plans. A client refers to the organs and institutions and their staff to participate in occupational pension plans. By means of the State Council, centralized management of occupational pension plans of handling the central state organs and institutions endowment insurance management center and provincial social insurance agencies in accordance with. The trustee is entrusted with the management of occupational pension fund assets corporate trustee, custodian trustee refers to accept bailment of occupational pension fund assets of commercial banks, investment managers it means to accept the trustee discretionary investment management of occupational pension fund assets of the professional bodies .
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Occupational pension fund trustee, custodian and investment manager selection mechanism with the corresponding enterprise annuity fund management qualification in.
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Article occupational pension funds take concentrated delegate investment operations approach to management, the center of the Beijing State organs and affiliated institutions occupational pension funds concentrated exercise its fiduciary duties by the central state organs and institutions endowment insurance management center, around the organs and institutions of occupational pension fund by the provincial social insurance agencies focused exercise its fiduciary duties. The agent can establish one or more occupational pension plans, according to plan valuation and calculation of yields, creating multiple occupational pension plans to be a unified rate of return. An occupational pension plan shall have only one trustee, a trustee, you can choose the right amount of investment manager based on asset size. Occupational pension fund property plan can be set up by the portfolio manager or investment direct investment by the trustee for investment management of pension products.
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By Article occupational pension scheme on behalf of a principal fiduciary management contract signed with the trustee, the trustee and the trustee, investment manager were signed management contracts. Occupational pension plan trustee management contract by the Human Resources Ministry reported to Social Security or the provinces, autonomous regions, municipalities directly under the human resources and social security administration departments for the record, human resources and social security administrative departments at the date of receipt of the compliant archival materials within 15 working days , issued by the occupational pension plan confirmation, registration number given to occupational pension schemes. Occupational pension plan registration number and portfolio code, prepared in accordance with regulations.
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Article VI of the central and provincial occupational pension fund management institutions established Selection Committee (hereinafter referred to as the selection committee), responsible for selection by tender, the replacement trustee. The number of the Committee for the seven or nine,escarpins louboutin pas cher, the human resources and social security, the financial sector and other aspects of personnel, higher number of organizations and institutions can be represented. Fund larger provincial cities may send representatives to participate in the selection committee of the province, autonomous regions and municipalities. Selection committee office in the central state organs and institutions endowment insurance management center and provincial social insurance agencies to undertake work related matters.
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Article VII of the same occupational pension plan, the trustee and the trustee, custodian and investment manager may not be the same institution; general manager, the trustee and the trustee, custodian and investment managers, investment managers and other investment managers and occupational pension practitioners, or serve each other.
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When part-time trustee investment managers, risk control system should be established to ensure the independence between the business management; establishment of an independent fiduciary and investment business units, office space, business processes and operations management system should be strictly separated; directly responsible senior management, fiduciary and investment business department staff shall not concurrently with each other. Same occupational pension plan trustees to treat each investment manager should implement uniform standards and procedures, reflecting the openness, fairness and impartiality.
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Article VIII of occupational pension fund assets independently of the organizations and institutions, the inherent property of social insurance agencies at all levels, trustee, custodian, investment managers and other individuals providing services for occupational pension fund management, legal persons or other organizations and other assets it manages.
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Management of occupational pension fund assets, property and income or other circumstances made use should be included in the fund assets.
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Article IX organs and institutions, social insurance agencies at all levels, trustee,woolrich milano, custodian,chaussures louboutin, investment managers and other legal persons providing services for occupational pension fund management or any other organization, because restructuring, according to dissolution, cancellation or law he is declared bankrupt, etc. reason of the termination of the liquidation, the property does not belong to occupational pension fund liquidated its assets.
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Article X claims occupational pension fund property shall not organs and institutions, social insurance agencies at all levels, trustee, custodian, investment managers and other individuals providing services for occupational pension fund management, legal persons or other organizations inherent debt assets offset. Debts different occupational pension plan fund property must not offset each other. Non-occupational pension fund property itself assumed debt, the fund property shall not be enforced.
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Article XI of human resources and social security administration departments, financial departments for the management of occupational pension fund supervision.
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Chapter II management responsibilities
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Article XII of the establishment of occupational pension organizations and institutions shall perform the following duties:
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(A) to manage the basic pension insurance social insurance institutions to declare occupational pension payment.
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(Ii) pooling funds units and individual contributions. In Beijing, the central state organs and affiliated institutions occupational pension payment schedule included occupational pension funds of central government organs and institutions endowment insurance management center established by imputation accounts; local authorities and institutions managing occupational pension payment schedule included the basic old-age insurance social insurance occupational pension fund accounts imputation agencies established by the social insurance agencies in a timely manner imputation occupational pension funds to the provincial social insurance agencies established by the imputation account.
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(C) in accordance with the relevant provisions appear retirement, resignation in the unit staff abroad (Habitat) to settle the case when death, to the management of the basic pension insurance benefits social insurance agencies pay the application or account transfer request, and assistance granted occupational pension benefits. Staff at the unit above situation or other circumstances, the disbursement of funds raised to the same level of financial records request.
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Article XIII agent shall perform the following duties:
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(A) signed with the trustee handling occupational pension plan trustee management contract transactions.
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(B) the establishment of an independent occupational pension fund accounts imputation, imputation occupational pension contributions, accounting for imputation accounts, after the accounts match the trustee in accordance with the contract agreement in a timely manner imputation occupational pension funds in the account assigned to occupational pension funds fiduciary property escrow account to ensure that funds integrity, security and independence.
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(C) occupational pension fund responsible for account management, account records changes in property units and individual contributions and fund investments and so on.
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(D) Calculation occupational pension benefits,louboutin soldes 2015, for the transfer of accounts and other related matters.
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(E) occupational pension plans based on the valuation of the information submitted by the trustee, regular occupational pension fund payments and balances for accounting.
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(Vi) providing regular occupational pension fund account management-related information to the trustee, occupational pension management institutions to disclose information to the authorities to provide personal account information inquiry services to beneficiaries.
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(Vii) regularly submit reports to the relevant regulatory authorities occupational pension plan management and reporting occupational pension fund account management reporting, timely reporting to the establishment of occupational pension organizations and institutions and the relevant regulatory authorities when a major event.
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(Viii) supervise the management of occupational pension schemes,lacoste occhiali da sole, occupational pension plans to establish risk control mechanisms.
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(Ix) to save the occupational pension fund account management business activity records, books, reports, and other relevant information in accordance with national regulations.
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(J) national regulations and other duties stipulated in the contract.
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Article XIV trustee shall perform the following duties:
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(A) selecting, monitoring, replacement occupational pension plan trustees and investment managers.
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(B) the trustees and investment managers signed management contracts.
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(Iii) the development of occupational pension fund strategic asset allocation strategy proposed categories of assets investment ratio and risk control requirements.
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(Iv) fund assets reach fiduciary property escrow account 35 working days included investment assets custody account. Occupational pension fund assets allocated to the investment manager, the trustee may, under the contract will be assigned to one or more of the property fund pension products.
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(V) the custodian regularly checking accounts data escrow accounting fiduciary property.
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(F) According to the notification agent, occupational pension receivables issued instructions to the trustee, the disbursement of funds transfer orders treatment and other relevant information.
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(Vii) the establishment of occupational pension plans to invest in risk control and regular examination and evaluation system, strictly control the investment risk.
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(8) To receive the agent queries submitted periodically to the net asset value of the Fund's agent and other data as well as occupational pension plan trustee management reports.
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(Ix) regularly submit reports to the relevant regulatory authorities occupational pension fund entrusted with the management reporting, timely reporting to the agent and the relevant regulatory authorities when major events.
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(X) under contract oversight occupational pension fund management situation.
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(Xi) to save the occupational pension fund entrusted with the management of business activity, books, reports, and other relevant information in accordance with national regulations.
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Other duties (xii) national regulations and contract.
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Article XV custodian shall perform the following duties:
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(A) safe custody occupational pension fund assets.
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(B) to occupational pension fund set up on behalf of the fund property funds and other accounts and securities accounts.
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(Iii) hosted by different occupational pension fund assets were set accounts to ensure the integrity and independence of the fund assets.
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(D) According to the trustee instructions to occupational pension fund investment managers allocate assets, funds or property will be allocated to one or more pension products.
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(V) in time for settlement and delivery issues.
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(Vi) is responsible for fund accounting and valuation occupational pension plans and each portfolio, review, review and confirm the net asset value of the fund, and shall be submitted to the net asset value of the fund trustees, fund valuation and other necessary information.
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(Vii) the Trustee in accordance with the instruction, the allocation of funds to pay benefits.
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(Viii) on a regular basis with the trustee, investment manager to check the data.
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(IX) in accordance with the supervision of the investment manager's investment operations and investment oversight report regularly to the trustee.
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(J) regularly submit reports to the trustee occupational pension plan trusteeship report, occupational pension fund trustees to submit periodic reports to the relevant regulatory authorities,new balance 1300, and timely report to the trustee and the relevant regulatory authorities when a major event.
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(Xi) to save the occupational pension fund custody business activity records, books, reports, and other relevant information in accordance with national regulations.
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Other duties (xii) national regulations and contract.
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Article XVI custodian found the investment manager based investment instruction transaction procedures yet to be established in violation of laws, administrative regulations, or other relevant provisions of the contract, shall refuse to execute immediately notify the Investment Manager and the trustee timely and relevant regulatory sector report.
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Custodian found the investment manager based investment transaction instruction program has been set up in violation of laws, administrative regulations,louboutin discount, or other relevant provisions of the contract, it shall immediately notify the Investment Manager, and promptly report to the trustee and the relevant regulatory authorities.
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Article XVII custodian following acts are prohibited:
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(A) occupational pension fund assets will host its inherent property Mixed management.
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Mixed other property management (ii) will host the occupational pension fund assets and hosted.
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(Iii) will host various occupational pension plans, different occupational pension portfolio of occupational pension fund assets managed mixed.
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(D) Conversion and Appropriation of occupational pension fund property hosted.
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Other acts (five) national regulations and the contract prohibited.
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Article XVIII investment manager shall perform the following duties:
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(A) occupational pension fund property investments.
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(B) in a timely manner with the custodian reconciliation occupational pension fund accounting and valuation results of investment management,louboutin femme.
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(Iii) the establishment of occupational pension fund investment management risk reserve.
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(Iv) establishing portfolio risk control and regular evaluation system, strictly control the portfolio risk.
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(E) regularly submit reports to the trustees Occupational Pension Scheme portfolio management report for submission to occupational pension fund investment management report regularly to the relevant regulatory authorities, and timely report to the trustee and the relevant regulatory authorities when a major event.
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(Vi) preservation occupational pension fund investment management business records, books, reports, and other relevant information in accordance with national regulations.
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(Vii) national regulations and other duties stipulated in the contract.
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Article 19 of the following circumstances, the Investment Manager shall report to the trustee:
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(A) occupational pension funds NAV significant fluctuations.
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(B) may make occupational pension fund assets subject to significant influence of related matters.
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Other circumstances (iii) national regulations and contract.
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Article 20 The manager shall have the following acts:
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(A) occupational pension fund assets with its own property or the property of others.
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(Ii) unfair treatment of other property occupational pension fund assets it manages.
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(C) unfair treatment of different occupational pension fund assets under its management.
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(D) Conversion and Appropriation of occupational pension fund assets.
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(V) the commitment, the commitment disguise preservation or guaranteed return.
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Other assets (f) using the management of agencies and institutions, beneficiaries, agents or associated administrator to seek illegitimate interests.
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Other Acts (vii) national regulations and the contract prohibited.
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Article 21 of the following circumstances, the trustee, investment manager, custodian or termination of its duties:
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(A) serious violations of occupational pension fund management contract.
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(B) use their occupational pension fund property to seek illegitimate interests, or for others to seek illegitimate interests.
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(C) the dissolution of the law, is revoked, it is declared bankrupt or been taken over by the law according to the law.
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(Iv) cancellation law occupational pension fund management business qualifications.
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(V) evidence that the agent has to replace the trustee in line with the interests of the beneficiaries, and approved by the selection committee.
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(F) there is evidence that the replacement of the trustee or custodian of the investment manager in line with the interests of the beneficiaries.
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(Vii) the relevant regulatory authorities have sufficient reason to believe that replacement of managers and basis in line with the interests of the beneficiaries.
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Other circumstances (viii) national regulations and contract.
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Manager duties terminated, the selection committee or trustee shall promptly select a new manager. Former administrator shall keep the occupational pension fund-related information, and for the manager to change the date of entry into force of 35 working days to complete the business transfer procedures, new managers should receive and fulfill the corresponding duties.
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Chapter III Investment Fund
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Article 22 occupational pension funds should follow prudent investment management, risk diversification principle, give full consideration to the security of occupational pension fund assets, profitability and liquidity, the implementation of professional management.
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Article 23 of the occupational pension fund assets is limited to domestic investors, investment include bank deposits,hogan uomo, central bank bills, treasury bonds, bond repurchases, the credit rating above investment grade financial bonds, enterprise (company) bonds, convertible bonds (including separate transactions convertible bonds), short-term financing bonds and medium-term notes, commercial bank financial products, trust products, infrastructure debt investment plans, specific asset management plans, securities investment funds, stocks, stock index futures, pension products and other financial products.
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Among them, investment in commercial bank financial products, trust products, infrastructure debt investment plans, specific asset management plans, investment conditions in the stock index futures by the relevant state departments separately.
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Article 24 of each of the occupational pension fund property should consist of a portfolio investment manager, occupational pension fund assets in the portfolio as a unit in accordance with the fair value shall meet the following requirements:
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(A) investment bank demand deposits, central bank bills, less than one year (including one year) of bank deposits, repurchase bonds, money market funds, pension products, the proportion of money, not less than the total portfolio investment trust 5% of the net asset value. Provision for liquidation, as well as a money market securities clearing securities deemed illiquid assets purchase funds.
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(Ii) one-year investment of more than bank deposits, negotiated deposits, treasury bonds, financial bonds, enterprise (company) bonds, convertible bonds (including separate transactions convertible bonds), short-term financing bonds, medium-term notes, commercial bank financial products , trust products, infrastructure debt investment plans, specific asset management plans, bond funds, fixed-income pension products, the proportion of hybrid pension products shall not exceed the total net portfolio investment assets entrusted to 135%. Bond repurchase fund balance of each trading day shall not exceed 40% Portfolio Fund's net assets.
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(Iii) to invest in stocks, the proportion of equity funds, hybrid funds, equity pension products shall not exceed the total net portfolio investment assets entrusted to 30%. Occupational pension funds can not invest directly in the warrant, but investing in stocks, convertible bonds and other separate transactions and derivative investment products obtained warrants, Japan should be listed and traded in the warrants within 10 days to sell.
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(Iv) Investment in Commercial bank financial products, trust products, infrastructure debt investment plans, specific asset management plans, as well as commercial-type financial products, trust products based infrastructure debt investment plan type, specific type of pension plan asset management products the proportion shall not exceed 30% of the total portfolio investment trust's net asset value. Among them, the proportion of investment trust products and trust products based pension products shall not exceed the total net portfolio investment assets entrusted to 10%.
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Investment commercial bank financial products, trust products specialized portfolio, infrastructure debt investment plans, specific asset management plans and commercial-type financial products,peuterey online, trust products based infrastructure debt investment plan type, specific asset management plans based pension products, this can not be 30% and 10% of the specified limit. Specialized portfolio should be invested in non-cash assets to invest more than 80% determine the direction of content.
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Occupational pension fund property Article 25 single portfolio, the fair value calculation shall meet the following requirements:
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Issued (a) investment in a company stock, the same variety of short-term financing bonds issued in a single, medium-term notes, financial bonds, enterprise (company) bonds, convertible bonds (including convertible bonds separate transactions), a single securities investment funds respectively shall not exceed the amount of the company said the issuance of securities, 5% of the fund shares, including the number of shares to fund the most recent product announcement or issuers subject to a formal statement; calculate the fair value or exceed the net portfolio investment assets entrusted 10%.
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(2) Investment single commercial bank financial products, trust products, infrastructure debt investment plan or specific asset management plans, respectively, shall not exceed the commercial bank financial products, trust products, infrastructure debt investment plan or specific asset management plans Asset Management 20% of the scale. Investment in Commercial bank financial products, trust products, infrastructure debt investment plan or specialized portfolio specific asset management plans, unlimited this provision.
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Occupational pension fund assets in accordance with Article 26 of the individual programs to calculate the fair value shall meet the following requirements:
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(A) the proportion of stock investment based pension products shall not exceed 30% of the occupational pension fund's net asset value.
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(2) Investment Commercial bank financial products, trust products, infrastructure debt investment plans, specific asset management plans and commercial-type financial products, trust products based infrastructure debt investment plan type, specific type of pension plan asset management products specifically Portfolio, as well as commercial-type financial products, trust products, the proportion of type, type of infrastructure debt investment plans, specific asset management plans based pension products,chaussure louboutin pas cher, totaling no more than 30% of the occupational pension fund's net asset value. Among them, investment trust products, trust products specialized portfolio based pension products, as well as the proportion of trust-based pension products, totaling no more than 10% of the occupational pension fund's net asset value.
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Article 27 of the occupational pension fund property investment manager to invest in their own management of financial products subject to consent of the trustees.
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Article 28 due to stock market fluctuations,occhiali da sole adidas, the listed company mergers, factors other than changes in fund investment managers scale causing occupational pension fund investment does not comply with the provisions of Article 24, Article 25 of the twenty-sixth Article investment ratio or proportion of the contract, the investment manager shall adjustment is completed within 10 days from the date of the transaction can be listed.
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Article 29 in accordance with changes in the financial markets and investment operations, the relevant regulatory authorities for timely investment scope and scale can be adjusted.
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Article 30 In addition to stock index futures, the occupational pension fund securities transactions to the spot and the State Council otherwise be, may not be used to guarantee loans and others.
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The Investment Manager may engage in occupational pension fund property to make unlimited liability investment.
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The fourth chapter expenses and income distribution
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Article 31 The agent shall adopt share measured approach to account management,nike air max enfant, based on the net value of occupational pension fund units credited to the beneficiary in full monthly occupational pension accounts.
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Article 32 The trustee annual management fee to extract not more than 0.2% of fiduciary management of occupational pension fund's net asset value; custodian annual management fee to extract not more than 0.2% managed occupational pension fund's net asset value; annual investment managers considering the extracted management fees and other investment income is determined, not more than 1.2% of the investment management of occupational pension fund's net asset value.
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According to the Occupational Pension Fund Management, the relevant regulatory authorities timely adjustments to management fees.
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Article 33 investment managers from the management fee charged in the current period, 20% of the extraction occupational pension fund investment management risk reserve, earmarked for occupational pension funds to make up for the termination of the management contract of the current discretionary investment portfolio investment assets loss. When the balance reaches 10% of investment managers manage portfolios Fund's net assets can no longer be extracted.
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When the contract is terminated, the net value of occupational pension fund assets under management as portfolio investment is less than the current entrusted assets, investment manager should make up for the loss of the investment assets entrusted to the current point in time with the risk reserve, until the reserve to make up for portfolio risk completed; as managing occupational pension fund portfolio investment assets entrusted to the current period did not occur after the investment risk reserve to make up for a loss or a surplus risk reserves classified all investment managers.
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Occupational pension fund investment management risk reserve shall be deposited in the Investment Manager at the custodian of the opening of special deposit accounts. Custodian shall not collect fees for investment management risk reserve account. Risk reserve by the Investment Manager to manage, invest in bank deposits, government bonds, high liquidity,hogan outlet online, low-risk financial products. Investment income generated risk reserve, classified as risk reserve.
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Chapter V program management and information disclosure
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Article 34 of the following situations occur, the trustee shall employ a securities and futures-related business accounting firm qualified for the occupational pension plan audits. Audit costs incurred from the occupational pension fund assets.
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(A) occupational pension plans in operation for three consecutive fiscal years.
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(B) occupational pension plan administrator duties terminated.
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Other circumstances (iii) State.
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Agent, custodian, investment manager should work with the accounting firm to audit the occupational pension plan. The trustee shall submit the audit report from the date of the occurrence of the above 50 workdays agents and the relevant regulatory authorities.
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Article 35 The agent shall within 40 working days after the end of the year, to the organs and institutions to disclose occupational pension management information, provide occupational pension rights and interests of individual account information to the beneficiary.
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The agent shall, within 30 working days after the end of the quarter, 40 working days after the end of the year, submit occupational pension plan management reports to the regulatory authorities.
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Provincial social insurance agency shall, after the end of the quarter, 10 days, 20 working days after the end of the year, the occupational pension fund account management submitted reports to the central region of the state organs and institutions endowment insurance management center. The central state organs and institutions endowment insurance management center shall, within 20 working days after the end of the quarter, within 30 working days after the end of the year, submitted to the National Occupational Pension Fund Account Management reports to the relevant regulatory authorities.
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Article 36 The trustee shall, within 20 working days after the end of the quarter, within 30 working days after the end of the year, occupational pension plans to submit the report to the agent entrusted with the management.
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The trustee shall,louboutin homme, within 10 working days after the end of the quarter, 20 working days after the end of the year, the occupational pension fund entrusted with the management to submit reports to the relevant regulatory authorities.
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Article 37 The trustee shall, within 10 working days after the end of the quarter, 20 working days after the end of the year, submit reports to the occupational pension plan custodian trustee.
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Custodian shall, within 10 working days after the end of the quarter, 20 working days after the end of the year, the occupational pension fund trustees to submit a report to the relevant regulatory authorities.
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Article 38 The investment manager shall, within 10 working days after the end of the quarter, 20 working days after the end of the year, submitted by the trustees confirmed occupational pension plan portfolio management report financial management data to a trustee.
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Investment Manager shall, within 10 working days after the end of the quarter, 20 working days after the end of the year, the occupational pension fund investment management to submit reports to the relevant regulatory authorities.
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Article 39 The trustee, custodian and investment manager of the following circumstances occur, shall report to the agents and the relevant regulatory authorities; custodian and investment manager shall also send a copy to the trustee.
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(A) capital reduction, merger, division, dissolution according to the law, is revoked, the decision to file for bankruptcy or bankruptcy application.
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(B) involves significant litigation or arbitration.
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(C) The chairman of the board, general manager or directly responsible for occupational pension business of senior management changes occur.
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Other circumstances (iv) State.
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Article 40 agent, trustee, custodian and investment manager shall report to the occupational pension fund management in accordance with the provisions,escarpin louboutin occasion, and the contents of the report of the authenticity, accuracy and completeness.
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Chapter VI Supervision and Inspection
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Article 41 The relevant regulatory authorities shall perform the duties of supervision and management, can take the following measures:
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(A) inquiry, record, reproduce and matters being investigated occupational pension fund management contracts, financial reports and other relevant information.
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(Ii) units and individuals were asked to investigate the matter, asking them to make a note of the relevant issues, provide relevant evidence.
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Other measures (iii) State.
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Organs and institutions, the social insurance agency, trustee, custodian, investment managers and other individuals providing services for occupational pension fund management, legal persons or other organizations, should actively cooperate with the inspection, provide relevant information and shall not refuse, obstruct or to avoid detection may not misrepresent, conceal or destroy relevant materials.
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Article 42 The relevant departments in accordance with the regulatory investigation or inspection shall be carried out by at least two people together, to produce documents, and undertake the following obligations:
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(A) perform their duties in accordance with law, to enforce the law, can not use his position for personal gain.
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(B) conserved in the investigation or inspection acquainted business secret.
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(C) To report a confidential personnel.
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Article 43 agent, trustee, custodian, investment manager violated the provisions of the relevant regulatory authorities to make corrections.
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Article 44 trustee, custodian, investment manager of the occurrence of illegal activities that may affect the safety of occupational pension fund assets, or by order correction without correction by the Human Resources and Social Security to suspend receiving new occupational pension funds management business. Agent, trustee, custodian, investment manager to the property interests of the beneficiaries or harm occupational pension fund, shall be liable, the liability which the social insurance agency by the corresponding financial commitment; constitute a crime, according to the law be held criminally responsible.
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Article 45 of the relevant regulatory authorities will be a trustee, custodian,louboutin pigalle prix boutique, investment manager, illegal acts, be recorded in the results as well as to correct the situation, with a copy to the competent authorities.
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Article 46 provinces, autonomous regions, municipalities directly under the human resources and social security administration departments, financial departments of occupational pension funds in the region to supervise the management of, or illegal violations reported to the Human Resources and Social Security, the Ministry of Finance.
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Article 47 accounting firms and law firms to provide occupational pension intermediary services should strictly comply with professional standards and industry specifications.
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Chapter VII Supplementary Provisions
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Article 48 The interpretation of this Regulation by the Human Resources and Social Security, the Ministry of Finance.
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Article 49 of this approach since 2016 date 1st.
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